Awards, Recognitions & Dislcosures

Awards and recognitions by unaffiliated rating services, companies, and/or publications should not be construed by a client or prospective client as a guarantee that the client will experience a certain level of results if Hosler Wealth Management, LLC (HWM) is engaged, or continues to be engaged, to provide investment advisory services; nor should they be construed as a current or past endorsement of HWM by any of its clients. Such rating may not be representative of any one client’s experience. Rankings published by magazines and others are generally based exclusively on information prepared and/or submitted by the recognized firm on the employee’s behalf. Please see below for a more detailed description of the criteria used with respect to the awards and recognitions granted to Hosler Wealth Management LLC.

Forbes’ Best-In-State 2022 (Bruce Hosler)

Data provided by SHOOK® Research, LLC., as of 4/22. Forbes Best-in-State Wealth Advisors ranking was developed by SHOOK Research and is based on in-person, virtual, and telephone due diligence meetings to measure best practices; also considered are: client retention, industry experience, credentials, review of compliance records, firm nominations; and quantitative criteria, such as: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Overall, 34,925 advisors were considered, and 6,585 (18.8 percent of candidates) were recognized.  This recognition and the due-diligence process conducted are not indicative of the advisor’s future performance. Your experience may vary. Winners are organized and ranked by state. Some states may have more advisors than others. You are encouraged to conduct your own research to determine if the advisor is right for you. SHOOK does not receive a fee in exchange for rankings. The full methodology that Forbes developed in partnership with SHOOK Research is available here.

Forbes’ Best-In-State 2021 (Bruce Hosler #45)

The 2021 ranking of the Forbes’ Best-In-State Wealth Advisors list was developed by SHOOK Research and is based on in-person and telephone due-diligence meetings to evaluate each advisor qualitatively and on a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria (including assets under management and revenue generated for their firms). Overall, approximately 32,725 advisors were considered and 5,000 (approximately 15.3 percent of the candidates) were recognized. The full methodology that Forbes developed in partnership with SHOOK Research is available at www.forbes.com.

Forbes’ Best-In-State 2020 (Bruce Hosler #40)

The 2020 ranking of the Forbes’ Best-In-State Wealth Advisors list was developed by SHOOK Research, and is based on an algorithm of qualitative criteria, mostly gained through telephone and in-person due diligence interviews and quantitative data. Those advisors that are considered have a minimum of seven years’ experience, and the algorithm weights factors like revenue trends, assets under management, compliance records, industry experience and those that encompass best practices in their practices and approach to working with clients. Portfolio performance is not a criteria due to varying client objectives and lack of audited data. Overall, approximately Overall, approximately 32,725 advisors were considered and 7,000 (approximately 21 percent of the candidates) were recognized. Neither Forbes nor SHOOK receive a fee in exchange for rankings. More information can be found at www.forbes.com.

Forbes’ Best-In-State 2019 (Bruce Hosler #45)

The 2019 ranking of the Forbes’ Best-In-State Wealth Advisors list was developed by SHOOK Research, and is based on an algorithm of qualitative criteria, mostly gained through telephone and in-person due diligence interviews and quantitative data. Those advisors that are considered have a minimum of seven years’ experience, and the algorithm weights factors like revenue trends, assets under management, compliance records, industry experience and those that encompass best practices in their practices and approach to working with clients. Portfolio performance is not a criteria due to varying client objectives and lack of audited data. Overall, approximately 29,334 advisors were considered and 3,400 were recognized. Neither Forbes nor SHOOK receive a fee in exchange for rankings. More information can be found at www.forbes.com.

Forbes’ Best-In-State 2018 (Bruce Hosler #21)

The 2018 ranking of the Forbes’ Best-In-State Wealth Advisors list was developed by SHOOK Research, and is based on an algorithm of qualitative criteria, mostly gained through telephone and in-person due diligence interviews and quantitative data. Those advisors that are considered have a minimum of seven years’ experience, and the algorithm weights factors like revenue trends, assets under management, compliance records, industry experience and those that encompass best practices in their practices and approach to working with clients. Portfolio performance is not a criteria due to varying client objectives and lack of audited data. Overall, approximately 21,138 advisors were considered and over 2,000 recognized. Neither Forbes nor SHOOK receive a fee in exchange for rankings. More information can be found at www.forbes.com.

Chairman’s Level 2021 (Bruce Hosler)

A distinction based on annual production attained by just 4 percent of advisors affiliated with Commonwealth Financial Network. Each year, Commonwealth, the Registered Investment Advisor-broker/dealer–that helps us process investment transactions on your behalf, recognizes Chairman’s Level advisors by inviting them to an exclusive gathering of their peers, leading industry experts, and Commonwealth home office staff. Chairman’s Level advisors benefit from an intensive learning and networking experience designed to help them hone their expertise, share best practices, and provide ever-higher levels of service, education, and leadership to their clients.

Leaders Level 2020 (Bruce Hosler)

A distinction based on annual production attained by just 6 percent of advisors affiliated with Commonwealth Financial Network. Bruce has made the Leaders Level distinction for many consecutive years.

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“Hypertext links” and/or “hyperlinks” to or from other Internet sites, may be included at times as a convenience to the user. Hosler Wealth Management LLC., assumes no responsibility for the content of any linked site. The fact that such links may exist does not indicate approval or endorsement of any material contained on any linked site.

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We provide additional information about our services and events on social media sites such as Facebook, YouTube, and LinkedIn. Information shared on these social media sites is accessible to all; therefore, you should never post any personal data. Concurrently, we provide educational resource material on Protecting & Preserving Wealth with Bruce Hosler podcast.
Financial advice is for informational purposes only and not for the purpose of providing personalized financial advice. Nothing within Hosler Wealth Management’s podcasts, advertisements, videos, informational/social postings, or social media platforms constitutes a relationship with Hosler Wealth Management or its advisors. In no event shall Hosler Wealth Management or Protecting & Preserving Wealth with Bruce Hosler be liable for any special, indirect, or consequential damages or any damages whatsoever resulting from loss of use, data, or profits arising out of or in connection with the availability, use or performance of any information communicated in any podcasts, individual advertisement(s), video(s) or informational/social posting(s) to any of Hosler Wealth Management’s, LLC company social media platforms (i.e., Facebook, YouTube, LinkedIn, and all podcasts platforms). Hosler Wealth Management assumes no liability for property damages or injury incurred as a result of any information contained in any of Hosler Wealth Management’s advertisements, informational/social postings, videos, and podcasts. Use this information at your own risk. In addition, we cannot guarantee the accuracy, completeness, and timeliness of the information contained in any social media post, written, video or podcast productions. Hosler Wealth Management, LLC and Protecting & Preserving Wealth with Bruce Hosler podcast does not warranty, guarantee, or make any representations or assume any liability with regard to financial results based on the use of the information in any podcast.

Securities and advisory services offered through Commonwealth Financial Network®, Member www.FINRA.org / www.SIPC.org, a Registered Investment Adviser. 700 S. Montezuma Street, Prescott, AZ 86303. Phone: 928.778.7666. This communication is strictly intended for individuals residing in AK, AZ, CA, CO, FL, GA, HI, ID, IL, MA, ME, NE, NJ, NM, NV, OH, TX, UT, VA, WA, WI. No offers may be made or accepted from any resident outside these states due to various state requirements and registration requirements regarding products and services.

Investor Education

FINRA Rule 2267

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SIPC Information

FINRA Rule 2266

You may obtain information about the Securities Investor Protection Corporation (SIPC), including a copy of the SIPC brochure, by calling them at (202) 371-8300 or visiting their website.